When Institutions Control the Investigation: Lessons from Baylor and Cornell

As Cornell faces scrutiny over its handling of sexual assault allegations, Baylor's history reveals how institutional failures emerge when investigators follow the records, decisions, and people involved.

Cornell University investigated allegations of sexual assault involving fraternity members, imposed disciplinary sanctions on students, and closed the fraternity chapter. Its handling of the allegations is now the subject of an independent review. The controversy raises a difficult question: What happens when an institution investigates misconduct, but its own decisions and procedures become part of the investigation?

In October 2026, Cornell appointed former U.S. Deputy Attorney General Sally Yates to independently review the university's response to allegations arising from a 2024 fraternity incident and its broader sexual misconduct procedures. Separately, New York Attorney General Letitia James was appointed special prosecutor to investigate the alleged assault. Both processes remain ongoing.

A decade earlier, Baylor University faced scrutiny over its handling of sexual assault complaints. What independent investigators found went well beyond inadequate procedures. Football personnel had conducted their own inquiries, reports had failed to reach appropriate officials, and warning signs were overlooked. The institution's response had become part of the misconduct investigation.

At Baylor, the People Handling Complaints Were Part of the Problem

In 2015, Baylor's Board of Regents retained Pepper Hamilton LLP to examine the university's handling of sexual assault allegations and compliance with Title IX. The firm reviewed more than one million pieces of information, including emails, institutional records, reports, and interviews.

The findings released in May 2016 described serious failures across university administration and athletics. Some administrators discouraged complainants from reporting sexual assault or participating in disciplinary proceedings. Investigators also identified retaliation against one complainant and failures to recognize and respond to reports involving football players.

Among the most troubling findings was the conduct of football coaches and staff. Rather than consistently referring allegations through established university procedures, some football coaches and staff conducted unauthorized internal inquiries into reports of sexual assault and dating violence. According to Baylor's published findings, some of those inquiries improperly discredited complainants and prevented the university from fulfilling its obligations. Reports were not consistently shared outside athletics. Officials responsible for student conduct and compliance were left without information needed to assess allegations, identify recurring misconduct, and determine appropriate responses.

Baylor subsequently removed Ken Starr as university president, suspended football coach Art Briles with intent to terminate, sanctioned athletic director Ian McCaw, and announced extensive reforms. The findings exposed failures in how information was handled and how influential departments operated within the university.

Following the Records, Not the Explanations

Institutional investigations often turn on a straightforward question: What did the organization know, and what did it do with the information? Answering it requires more than interviewing administrators or reviewing policies. Investigators reconstruct events using emails, incident reports, internal correspondence, meeting records, and witness accounts. They establish when information was received, who had access to it, and whether decisions followed required procedures.

At Baylor, the review examined how reports moved through athletics and university administration. The findings showed how allegations handled outside established reporting channels prevented the university from responding appropriately. This distinction matters in any organizational investigation. A company might have detailed compliance policies while managers ignore complaints. A nonprofit might maintain whistleblower procedures while leadership handles reports informally. A university might employ Title IX personnel while other departments conduct unauthorized inquiries.

The existence of a reporting system says little about whether it works. The records reveal how people used it, bypassed it, or prevented information from reaching those responsible for acting.

The Pattern Hidden Across Separate Complaints

Baylor's failures were not limited to individual cases. Investigators identified an inadequate response to a pattern of sexual violence involving a football player, along with failures involving reports about multiple players.

Separate complaints often appear unrelated when departments maintain different records or handle allegations independently. Examining them together might reveal repeated conduct, common decision-makers, inconsistent disciplinary responses, or warnings that were never escalated.

Pattern analysis requires investigators to compare timelines, complaints, communications, and institutional decisions. The objective is to determine whether apparently separate incidents point to a broader problem.

For attorneys and organizations examining misconduct, this work often extends into public court filings, regulatory records, earlier complaints, and institutional relationships. Information overlooked in one proceeding might become significant when evaluated alongside a wider history of conduct and decisions.

An Independent Investigation Without a Comprehensive Written Report

Baylor's investigation also raises a question about how investigative findings are documented.

Pepper Hamilton reviewed extensive evidence and presented its conclusions to the Board of Regents. The findings prompted leadership changes and institutional reforms, but the firm did not produce a comprehensive written investigative report. Instead, Baylor's Board of Regents released a Findings of Fact document developed with guidance from Pepper Hamilton following the firm's briefings.

The absence of a comprehensive report limits what outside readers are able to evaluate. A public summary identifies findings, but it does not necessarily explain how conflicting accounts were assessed, which records supported individual conclusions, or what questions remained unresolved.

Sensitive investigations require confidentiality, particularly when they involve sexual assault complainants. Protecting private information is essential, but it does not eliminate the importance of maintaining a documented investigative record. For attorneys, regulators, and organizational decision-makers, the supporting evidence and reasoning matter as much as the conclusions. Without a sufficiently documented record, assessing the scope and reliability of an investigation becomes more difficult.

Cornell's Independent Review Faces Similar Questions

Cornell's circumstances differ from Baylor's, and the outcome of its independent review remains unknown. Cornell conducted an internal Title IX investigation and imposed disciplinary sanctions. The review led by Sally Yates will examine the university's response, its investigative procedures, and broader institutional practices.

In late October, Cornell also announced an agreement under which future sexual-offense complaints will generally be referred to New York State Police unless a complainant requests another law enforcement agency. The independent review must examine Cornell's actions on their own evidence. Were relevant reports preserved and shared? Were investigative responsibilities clear? Did officials pursue conflicting information? Were institutional decisions consistent with the records available at the time?

Those questions are separate from determining criminal responsibility for the underlying allegations. They concern the adequacy of the institution's response.

Where Investigative Research Makes a Difference

Baylor demonstrates how serious institutional failures emerge from information scattered across departments, records, and decisions. Establishing what happened requires examining those sources together, identifying contradictions, and determining where further evidence is needed. For attorneys handling institutional misconduct, whistleblower retaliation, or organizational liability matters, investigative research supports this process. Public records, litigation histories, regulatory filings, background research, and organizational relationship analysis help establish context and identify leads for further inquiry.

Baylor had reporting procedures, designated officials, and information about alleged misconduct. Yet complaints were diverted, reports failed to reach the appropriate people, and recurring concerns went unaddressed. The failure was not simply a lack of information. It was what happened to the information after people received it.



Sources

  1. Baylor University Board of Regents. (May 26, 2016). Findings of Fact.

  2. Baylor University. (May 26, 2016). Baylor University Board of Regents Announces Leadership Changes and Extensive Corrective Actions Following Findings of External Investigation.

  3. Baylor University. (2021). NCAA Investigation Timeline.

  4. Reuters. (October 6, 2026). Cornell Hires Ex-Justice Department Official Yates to Review Rape Claims Response.

  5. Reuters. (October 30, 2026). New York State Police to Take Over Sexual Assault Complaints at Cornell.

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